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Fees and Charges


Service
Particulars
Charges
(on Gross Value)
Minimum
Maximum
Trade-related services
Brokerage Commission (4)
Local trade:0.25%
HKD125/CNY125
-
I-Trade: 0.15%
HKD75/CNY75
-
Transaction Levy (5)
0.0027%
-
-
AFRC Transaction Levy (11)
0.00015% (rounded to the nearest cent)
-
-
Trading Fee (5) (7)
0.00565%
-
-
Settlement Fee (4)
0.005%
HKD2/CNY2
HKD100/CNY100
Stamp Duty (5) (10)
0.1%
(round up to the nearest HKD1)
Shanghai/Shenzhen - Hong Kong Stock Connect - Northbound Trade Related Service Fees and Stamp Duty
Brokerage Commission
0.25%
CNY125
-
Handling Fee (8)
0.00341%
-
-
Securities Management Fee
0.002%
-
-
Transfer Fee (6)
0.003%
-
-
Stamp Duty (9)
0.05% (Sell Trade Only)
-
-
Portfolio Fee
0.008% per annum of the Portfolio Value (Fee calculated on aggregate daily stock portfolio value in Accounts and collected on a monthly basis)
Script handling and settlement-related services
Physical Stock Deposit
Transfer Deed Stamp Duty
HKD5
-
-
Late Charge (afterT+1)
HKD150 / stock
-
-
Physical Stock Withdrawal
CCASS (1) Charge
HKD3.50 / board lot
-
-
Handling Charge
HKD50 / stock
HKD150
-
Handling Charge for Share Certificate Rejected by Registrar
HKD150 / stock
-
-
For CCASS(1) SI/ISI(2) transfer
Input Fee (4)
HKD1/CNY1
-
-
Settlement Fee (4)
0.005%
HKD2/CNY2
HKD100/CNY100
Handling Charge (4)
SI:HKD100/CNY100
-
-
ISI: HKD50/CNY50
-
-
Compulsory Share Buy-back
CCASS (1) Default Fee
0.5% on gross value of transaction 
-
-
Handling Charge
0.5% on gross value of transaction 
-
-
Information Services
HK Market Real-time Quotes (Non-China clients) PowerTicker (MegaHub)
HK$350/month
-
-
HK Market Real-time Quotes (China clients) PowerTicker (MegaHub)
HK$240/month
-
-
HK Market Real-time Snapshot Quotes (MegaHub)
HK$0.11 per click
-
-
US Market Real-time Quotes for non-professional subscriber
USD5/month
-
-
US Market Real-time Quotes for professional subscriber
USD50/month
-
-
Account Maintenance
Stock Custody Fee
HKD0.012 per board lot or part thereof, calculated on aggregate month-end stock quantity balances
HKD5.00 / month
-
Reproducing of Monthly Statement
HKD10 / copy (within One Year)
-
-
Confirmation of Securities or Account Balance
HKD150
-
-
CCASS (1) Segregate Account Monthly Charge
HKD10 / month
(Handling for account opening HKD100.00 per request)
Nominee Services and Corporate Actions
Corporate Action
CCASS (1) Corporate Action (3) Charge
HKD0.80 / board lot or part thereof
-
-
Handling Charge
HKD50 / order
-
-
Cash Dividend
Scrip Fee
HKD1.50 / board lot or part thereof on net increase in balances in the stock since the date on which fee was last collected
CCASS (1) Dividend Levy
0.12% on dividend amount
-
-
Handling Charge
0.50% on dividend amount
HKD10
-
Stock Dividend
Scrip Fee
HKD1.50 / board lot or part thereof on net increase in balances in the stock since the date on which fee was last collected
Handling Charge
HKD10 / allocation
-
-
Retrace Divident from CCASS(1)
CCASS (1) Charge
HKD200 / claim
-
-
Handling Charge
Claim amount 1% (min HKD500 / order)
-
-
Financing and Other Serivces
Cash Account Overdue Interest
Prevailing prime rate + 8%
Margin Account Financing Rate
Prevailing prime rate + 4%
Handling for IPO Subscription (4)
HKD100 / CNY100
Financing Rate for IPO Subscription
Subject to market rate
Penalty for Returned Cheque
HKD50
Local Remittance (CHATS)
HKD100 / order
Overseas Remittance (T.T.)
HKD50 + Bank charges

(1) CCASS - Central Clearing and Settlement System
(2) SI - Settlement Instruction, ISI - Investor Settlement Instruction
(3) Rights, Offer, Warrant and Takeover subscriptions, etc.
(4) Charges quoted are denominated in the same currency as the relevant securities.
(5) The stamp duty, SFC levy and SEHK trading fee for RMB denominated securities will be calculated in HKD and then collected in CNY equivalent.
(6) China Securities Depository and Clearing Corporation Limited revised the A shares Transfer Fee effective from 29 April 2022.
      The new trading fee rate will be applicable to all secondary market trades recognized by SEHK and primary market activities including new issues and offer for sale.
(7) With effect from Sunday, 1 January 2023, the ad valorem trading fee rate will be increased from 0.005% to 0.00565%.
(8) Pursuant to SEHK’s circulars, the handling fee for Northbound Trading under Stock Connect on SSE and SZSE shall be adjusted from
      0.00487% to 0.00341% of the consideration for each side of transaction with effect from 28 August 2023 (Monday).

(9) Pursuant to SEHK’s circulars, the stamp duty for Northbound Trading under Stock Connect on SSE and SZSE shall be adjusted from 

      0.1% to 0.05% of the consideration for sell transaction with effect from 28 August 2023 (Monday).
(10) With effective from 17 November 2023, the rate of stamp duty chargeable on a contract note for the sale or purchase of 
        any Hong Kong stock (not being jobbing business) will be reduced from 0.13% to 0.1%.
 

(11) The name of Financial Reporting Council (FRC) has changed to Accounting and Financial Reporting Council (AFRC). With effect from 22 November 2023,
         the FRC Transaction Levy will be re-named as AFRC Transaction Levy accordingly with the rate being 0.00015% unchanged.

All other disbursements and out-of-pocket expenses incurred by the Oriental Patron will be charged to the accounts of the respective clients.

Exchange Participant and Corporation licensed for Type 1 and Type 4 regulated activities under the Securities and Futures Ordinance with CE No. ABV570
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