| Service | Particulars | Charges (on Gross Value) | Minimum | Maximum |
|---|---|---|---|---|
| Trade-related services | ||||
| Brokerage Commission (4) | Local trade | 0.25% | HKD125/CNY125 | - |
| I-Trade | 0.15% | HKD75/CNY75 | - | |
| Transaction Levy (5) | SFC Levy | 0.0027% | - | - |
| AFRC Transaction Levy (11) | AFRC Levy | 0.00015% (rounded to nearest cent) | - | - |
| Trading Fee (5) (7) | Exchange Fee | 0.00565% | - | - |
| Settlement Fee (4) (6) | CCASS Fee | 0.01% | HKD5/CNY5 | - |
| Stamp Duty (5) (10) | Govt Stamp Duty | 0.1% | (round up to the nearest HKD1) | |
| Shanghai/Shenzhen - Hong Kong Stock Connect (Northbound) | ||||
| Brokerage Commission | - | 0.25% | CNY125 | - |
| Handling Fee (8) | - | 0.00341% | - | - |
| Securities Management Fee | - | 0.002% | - | - |
| Transfer Fee (6) | - | 0.003% | - | - |
| Stamp Duty (9) | Sell Trade Only | 0.05% | - | - |
| Portfolio Fee | 0.008% per annum of the Portfolio Value (Calculated daily, collected monthly) | |||
| Scrip handling and settlement-related services | ||||
| Physical Stock Deposit | ||||
| Transfer Deed Stamp Duty | - | HKD5 | - | - |
| Late Charge (after T+1) | - | HKD150 / stock | - | - |
| Physical Stock Withdrawal | ||||
| CCASS (1) Charge | - | HKD3.50 / board lot | - | - |
| Handling Charge | - | HKD50 / stock | HKD150 | - |
| Rejected Share Certificate | Handling Charge | HKD150 / stock | - | - |
| CCASS(1) SI / ISI(2) Transfer | ||||
| Input Fee (4) | - | HKD1 / CNY1 | - | - |
| Settlement Fee (4) | - | 0.005% | HKD2 / CNY2 | HKD100 / CNY100 |
| Handling Charge (4) | SI | HKD100 / CNY100 | - | - |
| ISI | HKD50 / CNY50 | - | - | |
| Compulsory Share Buy-back | ||||
| CCASS (1) Default Fee | - | 0.5% on gross value | - | - |
| Handling Charge | - | 0.5% on gross value | - | - |
| Information Services | ||||
| HK Market Real-time Quotes | Non-China clients (PowerTicker) | HK$350 / month | - | - |
| China clients (PowerTicker) | HK$240 / month | - | - | |
| HK Market Snapshot Quotes | MegaHub | HK$0.11 per click | - | - |
| US Market Real-time Quotes | Non-professional subscriber | USD5 / month | - | - |
| Professional subscriber | USD50 / month | - | - | |
| Account Maintenance | ||||
| Stock Custody Fee | Calculated on month-end balance | HKD0.012 per board lot | HKD5.00 / month | - |
| Reproducing Statement | Within One Year | HKD10 / copy | - | - |
| Confirmation of Balance | - | HKD150 | - | - |
| CCASS Segregate Account | Monthly Charge | HKD10 / month | (Account opening fee: HKD100) | |
| Nominee Services and Corporate Actions | ||||
| Corporate Action (3) | CCASS Charge | HKD0.80 / board lot | - | - |
| Handling Charge | HKD50 / order | - | - | |
| Cash Dividend | ||||
| Scrip Fee | HKD1.50 / board lot (on net increase in balances) | |||
| CCASS Dividend Levy | - | 0.12% on dividend amount | - | - |
| Handling Charge | - | 0.50% on dividend amount | HKD10 | - |
| Stock Dividend | ||||
| Scrip Fee | HKD1.50 / board lot (on net increase in balances) | |||
| Handling Charge | - | HKD10 / allocation | - | - |
| Retrace Dividend from CCASS | ||||
| CCASS Charge | - | HKD200 / claim | - | - |
| Handling Charge | - | 1% of claim amount | HKD500 | - |
| Financing and Other Services | ||||
| Overdue Interest | Cash Account | Prevailing prime rate + 8% | ||
| Financing Rate | Margin Account | Prevailing prime rate + 4% | ||
| IPO Subscription (4) | Handling Fee | HKD100 / CNY100 | ||
| IPO Financing Rate | - | Subject to market rate | ||
| Returned Cheque | Penalty | HKD50 | ||
| Local Remittance | CHATS | HKD100 / order | ||
| Overseas Remittance | T.T. | HKD50 + Bank charges | ||