Open Account

Welcome to applying for our Electronic Trading Services. There are two ways for you to open an account with Oriental Patron Securities Limited ("Oriental Patron").

Individual Cash Account

1. E-mail us your request for account opening documents at etrade@oriental-patron.com.hk or download the account opening documents directly from our website.

2. Please fill in and sign the following account opening documents:

After completing the above documents and returning to us together with a copy of the following supporting documents by post:

  • HKID or other valid document for proof of your identity
  • Home address proof (For example: bank statement, electricity bill or telephone bill etc.)
  • Bank account proof (For example: passbook or bank statement etc.)
  • For the purpose of client identification pursuant to the regulation of SFC, client who require to open a securities trading account by post may issue a cheque with amount not less than HK$10,000 payable to "Oriental Patron Securities Limited"* or arrange a certification for Account Opening Documents and the copy of client identity documents (such as copy of HKID card). The certification must be performed by a licensed or registered person, a Justice of Peace, or a professional person such as branch manager of a bank, certified public accountant, lawyer or notary public.

3. After Oriental Patron receives your application documents and all required information, an Account Number will be assigned to you by e-mail. You will receive your Trading Password by post shortly thereafter.

* You can send the completed and signed Account Opening Documents, other supporting documents and a cheque bearing your signature and with your name pre-printed on it and the cheque must:

  1. The cheque is obtained for the purpose of client identification only. And the cheque will be deposited into your Electronic Trading Services account for your securities trading.
  2. Show your account name which must be pre-printed on the cheque. This account name must be the same as your name (name of the HKID or other valid document for proof of your identity) on the Electronic Trading Services Agreement and Electronic Trading Services Client Information Statement.
  3. Bear the same signature with the Electronic Trading Services Agreement and Electronic Trading Services Client Information Statement.
  4. The amount will be credited into your Electronic Trading Services account directly.
  5. Electronic Trading Services account will only be activated after the cheque is cleared c Trading Services Agreement and Electronic Trading Services Client Information Statement. 4) The amount will be credited into your Electronic Trading Services account directly. 5) Electronic Trading Services account will only be activated after the cheque is cleared.
Individual Cash Account

1. Please visit our office at Suite 4004, 40/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

2. Oriental Patron will provide the following documents for your signature:

You should bring the following supporting documents for account opening:

  • HKID or other valid document for proof of your identity;
  • Home address proof (For example: bank statement, electricity bill or telephone bill etc.)
  • Bank account proof (For example: bankbook or bank statement etc.)

3. After all application documents and required information is completed, an Account Number and Trading Password will be assigned to you immediately.

Corporate Cash Account

1. E-mail us your request for account opening documents at etrade@oriental-patron.com.hk or download the account opening documents directly from our website.

2. Please fill in and sign the following account opening documents:

  • Client Opening Form(Corporate)
  • Client Opening Form(Professional Investor)
  • Client Agreement
  • After completing the above documents and returning to us together with a copy of the following supporting documents by post:
  • I/D copy of director(s) and authorised signatories
  • Certificate of incorporation / business registration certificate [ Certified true copy by solicitor or certified public accountant ]
  • Memorandum and articles of association [ Certified true copy by solicitor or certified public accountant ]
  • A copy of annual return (Applicable to companies incorporated in Hong Kong or register of shareholder(s) and register of director(s) (for overseas companies only) [ Certified true copy by solicitor or certified public accountant ]
  • Most recent audited financial statements [ Certified true copy by solicitor or certified public accountant ]
  • Business address proof (For example: bank statement, electricity bill or telephone bill etc.)
  • Bank account proof (For example: passbook or bank statement etc.)
  • For the purpose of client identification pursuant to the regulation of SFC, client who require to open a securities trading account by post may issue a cheque with amount not less than HK$10,000 payable to "Oriental Patron Securities Limited"* or arrange a certification for Account Opening Documents and the copy of client identity documents (such as copy of HKID card). The certification must be performed by a licensed or registered person, a Justice of Peace, or a professional person such as branch manager of a bank, certified public accountant, lawyer or notary public.

3. After Oriental Patron receives your application documents and all required information, an Account Number will be assigned to you by e-mail. You will receive your Trading Password by post shortly thereafter.

* You can send the completed and signed Account Opening Documents, other supporting documents and a cheque bearing your signature and with your name pre-printed on it and the cheque must:

  1. The cheque is obtained for the purpose of client identification only. And the cheque will be deposited into your Electronic Trading Services account for your securities trading.
  2. Show your account name which must be pre-printed on the cheque. This account name must be the same as your name (name of the HKID or other valid document for proof of your identity) on the Electronic Trading Services Agreement and Electronic Trading Services Client Information Statement.
  3. Bear the same signature with the Electronic Trading Services Agreement and Electronic Trading Services Client Information Statement.
  4. The amount will be credited into your Electronic Trading Services account directly.
  5. Electronic Trading Services account will only be activated after the cheque is cleared.
Corporate Cash Account

1. Please visit our office at Suite 4004, 40/F, Two Exchange Square, 8 Connaught Place, Central, Hong Kong.

2. Oriental Patron will provide the following documents for your signature:

  • I/D copy of director(s) and authorised signatories
  • Certificate of incorporation / business registration certificate [ Certified true copy by solicitor or certified public accountant ]
  • Memorandum and articles of association [ Certified true copy by solicitor or certified public accountant ]
  • A copy of annual return (Applicable to companies incorporated in Hong Kong or register of shareholder(s) and register of director(s) (for overseas companies only) [ Certified true copy by solicitor or certified public accountant ]
  • Most recent audited financial statements [ Certified true copy by solicitor or certified public accountant ]
  • Business address proof (For example: bank statement, electricity bill or telephone bill etc.)
  • Bank account proof (For example: bankbook or bank statement etc.)

3. After all application documents and required information is completed, an Account Number and Trading Password will be assigned to you immediately.

CLIENT AGREEMENT

This document together with the related Account Opening Form contains important terms and conditions that apply to and constitute the agreement on all Accounts made between the Client and OPSL. The Client has been advised to read this Agreement carefully and retain it for the Client’s future reference.

Table of Contents

Part 1                    –             Definition and Interpretation

Part 2A                 –             Standard Terms and Conditions

Part 2B                 –             Additional Terms and Conditions for Margin Client

Part 2C                 –             Additional Terms and Conditions for eTrade Client

Part 3A                 –             Risk Disclosure Statement for all Clients

Part 3B                 –             Additional Risk Disclosure Statement for Margin Client

Part 3C                 –             Additional Risk Disclosure Statement for eTrade Client

Exchange Participant and Corporation licensed for Type 1 and Type 4 regulated activities under the Securities and Futures Ordinance with CE No. ABV570