Service

Particulars

Charges
(on Gross Value)

Minimum

Maximum

Trade-related services

Brokerage Commission (4)

Local trade:0.25%

HKD125/CNY125

-

I-Trade: 0.15%
HKD75/CNY75
-

Transaction Levy (5)

0.0027%

-

-

Trading Fee (5)

0.005%

-

-

Settlement Fee (4)

0.005%

HKD2/CNY2

HKD100/CNY100

Stamp Duty (5)
0.10%
(round up to the nearest HKD1)
Brokerage
Shanghai B Shares:
0.5%
USD50
-
Stamp Duty
0.10%
-
-
Levy
0.026%
-
-
Settlement Fee
0.05%
-
-
Administration Fee
0.004%
-
-
Brokerage
Shenzhen B Shares:
0.5%
HKD100
-
Stamp Duty
0.10%
-
-
Levy
0.0341%
-
-
Settlement Fee
0.05%
-
-
Brokerage
US Shares: 0.25%
USD30
-
SEC Fees (Sell Trade only)
0.00224%
-
-

Scrip handling and settlement- related services

Physical Stock Deposit

Transfer Deed Stamp Duty

HKD5

-

-

Late Charge (afterT+1)

HKD150 / stock

-

-

Physical Stock Withdrawal

CCASS(1) Charge

HKD3.50 / board lot

-

-

Handling Charge

HKD50 / stock

HKD150

-

Handling Charge for Share Certificate Rejected by Registrar

HKD150 / stock

-

-

For CCASS(1) SI/ISI(2) transfer

Input Fee (4)

HKD1/CNY1

-

-

Settlement Fee (4)

0.005%

HKD2/CNY2

HKD100/CNY100

Handling Charge (4)

SI:HKD100/CNY100

-

-

ISI: HKD50/CNY50

Compulsory Share Buy-back

CCASS(1)Default Fee

0.50%

-

-

Handling Charge

0.50%

-

-

Information Services

 

HK Market Real-time Quotes (Non-China clients) PowerTicker (MegaHub)

HK$350/month

-

-

HK Market Real-time Quotes (China clients) PowerTicker (MegaHub)

HK$240/month

-

-

HK Market Real-time Snapshot Quotes (MegaHub)
HK$0.11 per click
-
-
US Market Real-time Quotes for non-professional subscriber
USD5/month
-
-
US Market Real-time Quotes for professional subscriber
USD50/month
-
-

Account Maintenance

Account Maintenance Fee

A monthly fee calculated at 0.0025% of the market value of the stock portfolio as at the month end

HKD50 / month

-

Reproducing of Monthly Statement

HKD10 / copy

-

-

Confirmation of Securities or Account Balance

HKD150

-

-

CCASS(1) Segregate Account Monthly Charge

HKD10 / month

(Handling for account opening HKD100.00 per request)

Nominee Services
And

Corporate Actions

Corporate Action

CCASS(1) Corporate Action(3) Charge

HKD0.80 / board lot or part thereof

-

-

Handling Charge

HKD50 / order

-

-

Cash Dividend

Scrip Fee

HKD1.50 / board lot or part thereof on net increase in balances in the stock since the date on which fee was last collected

CCASS(1) Dividend Levy

0.12%
on dividend amount

-

-

Handling Charge

0.50%
on dividend amount

HKD10

-

Stock Dividend

Scrip Fee

HKD1.50 / board lot or part thereof on net increase in balances in the stock since the date on which fee was last collected

Handling Charge

HKD10 / allocation

-

-

Retrace Dividend from CCASS(1)

CCASS(1) Charge

HKD200 / claim

-

-

Handling Charge

HKD200 / order

-

-

Financing and Other Service

Cash Account Overdue Interest

Prevailing prime rate + 8%

Margin Account Financing Rate

Prevailing prime rate + 4%

Handling for IPO Subscription(4)

HKD100 / CNY100

Financing Rate for IPO Subscription

Subject to market rate

Penalty for Returned Cheque

HKD50

Local Remittance (CHATS)

HKD100 / order

Overseas Remittance (T.T.)

HKD50 + Bank charges


(1) CCASS - Central Clearing and Settlement System
(2) SI - Settlement Instruction, ISI - Investor Settlement Instruction
(3) Rights, Offer, Warrant and Takeover subscriptions, etc.
(4) Charges quoted are denominated in the same currency as the relevant securities.
(5) The stamp duty, SFC levy and SEHK trading fee for RMB denominated securities will be calculated in HKD and then collected in CNY equivalent.

All other disbursements and out-of-pocket expenses incurred by the Oriental Patron will be charged to the accounts of the respective clients.
 
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